monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
Public Company Limited - Loan receiver : The Iconic Property Company Limited - Related Persons : Mr. Parit Teekakirikul, the Director of Karmarts Public Company Limited, who is major shareholder of The
receiver : Jubilee Enterprise Public Company Limited Service provider : At Vantage Company Limited Relationship : Close member of the same family of Executive Director 3. Type of transaction : Service
reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as
know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm
Thailand: (1) being allowed to perform audit work under foreign law or rule; (2) being affiliated with an audit firm that has an audit quality control system and the required number of personnel; (3) meeting