SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
-report/59_DEF_INV_DA_INV_TH.doc Readers should be aware that only the original Thai text has legal force and that this English trans property fund; (2) the advertisement must be made in print or electronic
Bangkok, March 28, 2013 - The SEC imposed a three-month suspension on {A}, a securities market investment consultant of Trinity Securities Co. Ltd.The SEC received a report from Trinity Securities
the SEA (as the case may be). The total benefits that the group of offenders received or should have received amount to approximately 800 million baht. The SEC therefore filed the criminal complaint
) Readers should be aware that only the original Thai text has legal force and that this English trans property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the
ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (Translation) Reader should be aware that only the original Thai text has legal force and that this English translation is strictly for
or ceases any particular transaction which requires reporting, and when the Office has received notice in writing from the securities company, shall be exempt from filing only such reports relating to
ceases any particular transaction which requires reporting, and when the Office has received notice in writing from the securities company, shall be exempt from filing only such reports relating to the