operation raised by the business operators, resulting in the proposed revision of the rules, such as:(1) To allow the business operator failing to maintain NC as required due to an increase in the
risks from making such investment if the entire investment amount is lost. The next topic is “Being Cautious” under which awareness is raised for the public to know what they need to be wary of if they
The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to encourage the businesses that have never raised fund through bond issuance. Also
allocation along with the service matching investment objective of each investor. Additionally, the SEC has recently raised the bar by requiring that the said advice and service must be provided by an approved
10,200/AdjRW - Service Revenues of a subsidiary (AMARC) for 2ndquarter and 6-month period totaling of Baht 36.7 and Baht 74.1 million have raised at 2.5% and 8.7% growth over same period of last year
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for