to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The SEC found that the auditor gave qualified opinions on EIC’s 2014 and Q1/2015 financial statements

under Section 56 of the Securities and Exchange Act (SEA). Additionally, the rectified financial statements and the rectified reports must be disclosed publicly via the Electronic Listed Company

required to file with the SEC and publicly disclose the rectified and reviewed financial statements by October 28, 2014.The SEC found that the auditor gave qualified opinions on VTE?s Q2/2014 financial

Bangkok, September 25, 2014 ? The SEC notified Jasmine International Plc. (JAS) to rectify its 2013 and Q2/2014 financial statements and then submit to the SEC as well as publicly disclose the

must submit to the SEC and publicly disclose the rectified financial statements that have already been audited or reviewed by the auditor. This follows the SEC finding that the auditor was unable to

Bangkok, April 8, 2015 ? The SEC notified Thai Industrial & Engineering Service Plc. (TIES) to rectify its 2014 financial statements. TIES has to file with the SEC and publicly disclose its rectified

, underwriter, or arranger, and as applicable, dissemination of the credit rating publicly or to subscribers. 5 These definitions are intended to facilitate an understanding of the IOSCO CRA Code. These terms may

) Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Settlement Committee Meeting No. 10/2017

for sale newly issued securities in the category of debentures without having obtained an approval form the SEC Office. SEC Act S.300 Settlement Committee Meeting No. 10/2017 Settlement Committee

securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 1/2018 Settlement Committee Order