Microsoft Word - Ref FPI.004.2018.doc Ref. FPI.004/2018 28 February 2018 Subject : Management Discussion & Analysis of Performance Results Yearly Ending 31 December 2017 To : Board of Directors

Microsoft Word - Ref FPI.014.2018.doc Ref. FPI.014/2018 11 May 2018 Subject : Management Discussion & Analysis of Performance Results of Quarter 1/2018 To : Board of Directors and President of The

Microsoft Word - 00-Ref FPI.020.2018 Ref. FPI.020/2017 14 August 2018 Subject : Management Discussion & Analysis of Performance Results of Quarter 2/2018 To : Board of Directors and President of The

The amendment to the regulations related to the provision of NVDR transaction services by securities companies aims to enhance clarity and serve the original intent of the introduction of NVDR to

Microsoft Word - Ref FPI.012.2018 Addition -1.doc Ref. FPI.012/2018 26 April 2018 Subject Acquisition of up to 40% shares of total paid-up capital in TSE Overseas Group Company Limited (Addition) To

Microsoft Word - Ref FPI.012.2018 Addition -09.05.2018.doc Ref. FPI.012/2018 26 April 2018 Subject Acquisition of up to 40% shares of total paid-up capital in TSE Overseas Group Company Limited

foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by

foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by

(IA) business undertakings. In this regard, Thai business operators have to inform the SEC of the names of such foreign personnel in advance and determine the term for their provision of advisory

SEC Secretary-General Ruenvadee Suwanmongkol stated that the SEC Board Meeting No. 12/2564 held on 9 June 2021 had passed a resolution approving the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11). After publication in the Government Gazette, the Notification has become effective from 11 June 2021 onwards without retrospective effect. Essentially, the Notification prescribes...