issues this Notification of Guidelines, as follows: Clause 1 The Guidelines deal with the following matters: (1) establishment of policies, measures and operating systems relating to the governance of
Procedures for Brokerage, Dealing and Underwriting of Investment Units dated 3 August 2004. The Office of the Securities and Exchange Commission hereby issues the following regulations. Clause 1. This
dated 3 August 2004. The Office of the Securities and Exchange Commission hereby issues the following regulations. Clause 1. This Notification shall come into force as from 16 March 2007. Clause 2. In
Brokerage, Dealing and Underwriting of Investment Units dated 3 August 2004. The Office of the Securities and Exchange Commission hereby issues the following regulations. Clause 1. This Notification shall
. Rebecca Mikula-Wright, CEO of AIGCC, delivered the opening remarks, with international asset managers sharing knowledge and practical experiences with over 80 participants via an online meeting on 22
Suksakorn, Director of the Data Management and Analytics Department. The purpose of the visit was to foster creativity in technology and digital innovation and to encourage the practical application of
for advancing Thailand’s digital asset businesses. This meeting was the first policy discussion in the first half of the year, apart from other joint practical meetings. It was held on 4 July 2024 at
), co-organized a webinar on “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change.” This webinar aimed to provide practical knowledge regarding performance the
requirements will be revised to be more practical. The proposed compilation of rules covers general rules on customer contact and service, guidelines for derivatives agents and securities brokers in listed