. Between 4 January 2019 and 5 September 2019, Mr. Anurak placed purchasing and selling orders of ABT ADA BSV CVC GNT IOST JFIN KNC LINK LTC MANA OMG SNT USDT WAN XLM ZIL to match with each other which misled
performance of liquidity providing. Between 4 January 2019 and 9 September 2019, LLC Fair Expo placed purchasing and selling orders of USDT XLM และ XZC to match with each other which misled other persons
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and