know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
Investment advisor เป็นตัวแทนในการช่วยอำนวยความสะดวกให้แก่ผู้ลงทุนในการส่งต่อคำสั่งซื้อขายหลักทรัพย์ (pass on order) ในนามของผู้ลงทุนไปยังบริษัทหลักทรัพย์ที่ผู้ลงทุนมีบัญชีอยู่แล้วเพื่อให้ผู้ลงทุนทำธุรกรรมผ่าน
corruption risk assessment systems and has conducted a qualitative assessment of the CRMS for the year 2023. The assessment results are divided into four levels, i.e., Upgrade, Pass, Good and Excellent.
accordance with the specified qualifications and prohibited characteristics. In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training
the required voting proportion ? one of the integral parts of such rule - for the Auditing Advisory Committee to pass a resolution concerning consideration of deficient characteristics or behaviors of
and other services to Inoac Tokai (Thailand) Company Limited Parties Involved: Service Provider: Inoue Rubber (Thailand) Public Company Limited Service-Receiver: Inoac Tokai (Thailand) Company Limited
: 19 August 2019 2. Parties involved: Service receiver: Jubilee Enterprise Public Company Limited Service provider: AtVantage Company Limited Relationship: Close member of the same family of Executive
-Receiver: Inoac Tokai (Thailand) Company Limited Relate-Party Relationship: Both parties have same shareholders as follows: - Mr. Thanong Leeissaranukul - Mrs. Pimjai Leeissaranukul - Mr. Apichart
receiver : Jubilee Enterprise Public Company Limited Service provider : At Vantage Company Limited Relationship : Close member of the same family of Executive Director 3. Type of transaction : Service
and other services to Inoac Tokai (Thailand) Company Limited Parties Involved: Service Provider: Inoue Rubber (Thailand) Public Company Limited Service-Receiver: Inoac Tokai (Thailand) Company Limited