medium-sized securities that lack sufficient trading liquidity. These regulations will enhance market stability, benefiting the entire capital market. The SEC and the SET will collaborate to monitor the

prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee

17 April 2024 to get updates on the situation and operational directions of the Fund, inquire about relevant information and closely monitor the Fund’s financial liquidity. This is because it could

amendments for property funds include repealing the rules related to the fund establishment, requiring a work system to monitor unitholding to ensure compliance with rules on limitations of unitholding

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

called ?Financial Literacy: Road to Thailand?s Prosperity?.On the promotion and development of research papers on capital market issues, the SEC in collaboration with leading business schools of the

been founded in the Project called ?Financial Literacy: Road to Thailand?s Prosperity?, On the promotion and development of research papers on capital market issues, the SEC in collaboration with

sectors, and showcased the strategy of SEC that realizes the significance of academic studies and papers towards the effectiveness in policy-making. Multiple honorable guest speakers from

Bangkok, November 20, 2015 ? The 10th SEC Working Papers Forum today has revealed the results of three research studies on the common theme, ?Investment: Expectations and Reality,? conducted by the

articles or research papers previously prepared and disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing