The Ethical Standards Committee requires that state agencies formulate a code of ethics in accordance with the ethical standards specified under the Ethical Standards Act B.E. 2562 (2019). The

: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the

Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok

continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/04/2025 referred the case to a state attorney for filing

securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/04/2025 referred the case to a state

securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 02/12/2025 referred the case to a state

Mr. Theerawat Saekuai . 28/04/2025 filed a lawsuit to a civil court28/11/2024 referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court

Mr. Theerawat Saekuai . 18/08/2025 13/06/2025 filed a lawsuit to a civil court28/11/2024 referred the case to a state attorney for filing a lawsuit to a civil court currently

first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to

. Areewan Aimdilokwong, SEC Assistant Secretary-General2. Mr. Nantapong Chiralerspong, MOC Inspector General3. Ms. Pamornwan Siengsuwan, SEC Assistant Director of the Financial Reporting Oversight Department