three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives

orderly functioned. In case WAVE intends to increase its investment in TSE, it should be cautious on increasing its stake up to 35 percent, as it will cause WAVE excessive debt burden. Moreover, the Audit

conformity to the following rules: (1) providing system for such arranging and keeping concisely, orderly and promptly to use or verify such stored things within a reasonable time; (2) the system as prescribed

understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard Procedures) and the Usage Manual on https://market.sec.or.th/Documents/ca

the audit firm’s or has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors , and I am willing to

has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors, and I am willing to comply with all

from clients to accommodate the SEC’s request. 4. I well recognize and understand the requirements in the notification of the SEC regarding to the approval of foreign auditors and I am willing to comply

fields of practice such as the ability to understand, identify, and integrate material sustainability into their analyses and investment decisions. In collaboration with the Securities and Exchange

bond to comply with the rules on communication and investor services for high-risk or complex capital market products, for example:          (2.1)  To provide information so that investors understand the

three months. In addition, ICO portals must conduct a suitability test to ensure that investors in digital tokens understand the investment risks and have a risk tolerance level appropriate and in