shares inconsistent with the normal market condition, to lure the public into the trading. He entered the settlement process but failed to pay the fine as ordered by Settlement Committee. The public

investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he

Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors

Bangkok, 6 January 2017 ? The SEC has ordered K.C. Property Public Company Limited (KC) to amend its annual financial statements for the year 2015 and the interim financial statements for the third

Earlier, by virtue of Section 267 of the Securities and Exchange Act of 1992, the SEC, with the approval of the SEC Board, ordered an attachment of assets of 10 entities who were imposed with the

several days. When the client ordered to sell the securities actually sold by {A}, he instead sent the selling order for other securities of the client. {A} admitted that job stress caused him to decide to

  Reset AI ENERGY PUBLIC COMPANY LIMITED : AIE The Financial Statements which need to be revised ( 3 record(s) found) Order Date Company Name Reviewed Financial Statement Details 29/04/2016 AI ENERGY PUBLIC

  Reset NAKORNTHON HOSPITAL PUBLIC COMPANY LIMITED : NKT The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found

  Reset PLUK PHAK PRAW RAK MAE PUBLIC COMPANY LIMITED : OKJ The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found

signed the order revoking the company’s securities business license, Type C.The Minister of Finance, having contemplated that Renaissance was unable to comply with the conditions as ordered by the CMSB