wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. This case is under consideration of the public prosecutor. DAB Act S.30
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 25/09/2019 Foreign Securities company MACQUARIE BANK LIMITED ( ) Direct
’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED Securities Code: CAZ 2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED
’ name GLOBAL CONSUMER PUBLIC COMPANY LIMITED Securities Code: GLOCON 2. Date of action resulting in reporting obligation 11/12/2019 ( ) Direct sale/purchase ( ) Other (please specify) Trade
’ name HUMANICA PUBLIC COMPANY LIMITED Securities Code: HUMAN 2. Date of action resulting in reporting obligation 09/12/2019 Foreign Securities company INSTINET (ASIA) ( ) Direct sale/purchase
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 30/01/2020 Foreign Securities company MORGAN STANLEY N CO. INTERNATIONAL
’ name HUMANICA PUBLIC COMPANY LIMITED Securities Code: HUMAN 2. Date of action resulting in reporting obligation 13/02/2020 Foreign Securities company Liquidnet CSFB ( ) Direct sale/purchase
’ name QTC ENERGY PUBLIC COMPANY LIMITED Securities Code: QTC 2. Date of action resulting in reporting obligation 18/02/2020 Thai Securities company FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED
’ name EASTERN WATER RESOURCES DEVELOPMENT AND MANAGEMENT PLC PUBLIC COMPANY LIMITED Securities Code: EASTW 2. Date of action resulting in reporting obligation 03/03/2020 ( ) Direct sale/purchase
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 03/03/2020 Foreign Securities company MORGAN STANLEY N CO. INTERNATIONAL