According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to apply for an applicable license with SEC. In this regard, SEC adopts the regulations on busin...
Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)
Determination regarding Types of Transaction in the Capital Market Allowed to Use Form of Trust (No.2)
Determination of Type of Transactions in Capital Market Eligible for Trust Creation
Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems (No. 2)
Rules Conditions and Procedures for Establishment and Management of Property and Loan Funds (No. 2)