current customer base by modifying the rewards criteria to allow all-year redemption, launching automatic points accumulation through in-app purchase, and adding product options or special discounts that
. 4) dated 3 November 2015. Clause 3 In this Notification: “prospectus” means a prospectus for offering of investment units of retail funds, non-retail funds or funds for institutional investors, as the
the trading transactions of securities brokerage licensees who are not members of the Stock Exchange; (b) the trading value of debt securities. (2) the license fee for non-members of the Stock Exchange
July 2018). 4 (2) the license fee for non-members of the Stock Exchange who undertakes securities brokerage business on the Stock Exchange shall be at the rate of 0.001 percent of the trading value
period Moderate to low 4 Fixed income fund Investing in government bonds and corporate debt instruments with non-investment grade/unrated securities not exceeding 20% of NAV Moderate to high 5 Fixed income
granted; 3. The intermediary should establish the security systems for data center such as CCTV, fire alarm systems, fire extinguisher or automatic fire suppressing system, uninterrupted power 26 supply
systems for data center such as CCTV, fire alarm systems, fire extinguisher or automatic fire suppressing system, uninterrupted power supply, temperature and humidity control systems as well as maintain
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
คอมพิวเตอร์ของกลุ่มดังกล่าวด้วย เช่น จัดให้ฝ่ายบัญชีกองทุน (access person) อยู่คนละชั้นกับฝ่ายการตลาด (non-access person) เป็นต้น 1.2.5 ข้อมูลภายในของกองทุนที่จัดเก็บในระบบคอมพิวเตอร์ ต้องมีระบบป้องกันมิให้