Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
roles, mandates, and service delivery approaches, alongside the application of digital technology and innovation to improve operational efficiency. The content covered fundamental concepts of the
improvements to support Transition Bonds and Thailand Amber Bonds. It also covered enhancements to sustainability-themed bonds disclosure requirements, for which the SEC is currently seeking public comments
Thailand LOGO (Form 123-1) Name of the HK Covered Management Company Factsheet Name of the HK Covered Management Company’s local representative in Thailand Information as of XX XX XXXX Name of the HK Covered
Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and
Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same
disclosure standards. This is to allow investors to compare information across SRI Funds conveniently and have sufficient information for making investment decisions, while mitigating the greenwashing risk
mitigating greenhouse gas emission of organizations for future implementation.” SEC Secretary-General Ruenvadee Suwanmongkol said: “Our bilateral cooperation follows the conclusion at the meeting between the