Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
... (Unofficial Translation) PAGE (Unofficial Translation) 2 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
registration statement (Form 56-1) since it is vital to investors? investment decisions. With its plan to study and consult with related parties, the SEC recently organized a seminar to determine MD&A guidelines
Bangkok, November 19, 2014 - The SEC organized ?5th SEC Working Papers Forum?, presented two research papers addressing ?Behavioral Finance and Regulations Who won and Who lost?? The studies found
allowed to outsource only to subsidiaries, audit firms, or financial institutions. For instance, outsourcing risk management and compliance will be allowed only to subsidiaries; while the fund investment
hundred thousand baht only). Total amount 206,695,800.00 (Two hundred six million six hundred ninety five thousand and eight hundred baht only) And Approved to authorize Ms. Su, Ming Fen, the Chairman to be
(Seven million four hundred thousand baht only). Total amount 206,695,800.00 (Two hundred six million six hundred ninety five thousand and eight hundred baht only) ** The company are in the process of
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of