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Bangkok, July 4, 2011 ? The Southern Bangkok Criminal Court sentenced Suradej Mookayangkul, former executive director of International Engineering Plc. ("IEC"), on the charge of making false entries

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3773

SEC files complaint against former UBS Securities (Thailand) executive for dishonest mishandling of clients? trades for personal gains

Bangkok, November 10, 2010 ? The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3373

SEC files a criminal complaint against a former director and executive of STARK with DSI for falsifying financial statements and submits the case to AMLO

The SEC has filed the criminal complaint against Mr. Prakorn Makjumroen, a former director and executive of Stark, for falsifying STARK and its subsidiaries’ financial statements from 2021 – 2022

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10652

SEC imposes civil sanctions on former director and executive of GIFT for failure to perform duties with responsibility, prudence, and integrity

–2020, Mr. Perajed Suwannapasri (then serving as director and executive of GIFT) facilitated a group of former GIFT sales employees in establishing Gratitude Global Co., Ltd. (now renamed Glooming Global

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12038

SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program, University of the Thai Chamber of Commerce

Businesses" under the Digital Asset Executive Leadership Program (DiGi-X), Class 1 at the University of the Thai Chamber of Commerce (UTCC), together with Dr. Kulaya Tantitemit, Director General of the Revenue

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11002

SEC files criminal complaint against GISP Ltd. together with its executive and Navista Global Markets Ltd. for operating unlicensed derivatives business

(2003). The SEC therefore filed a criminal complaint with the ECD Police against GISP and its director Supawit Sootisong as well as Navista for further legal proceedings. For injured persons from their

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4711

Energy Absolute?s clarification on executive interview

Bangkok, January 22, 2013 ? Following the SEC?s request for a clarification of news coverage on an interview of Mr. Sompoch Ahunai, Chief Executive Officer of Energy Absolute PLC, where the financial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4843

SEC files a criminal complaint against 11 offenders (former GGC director, executive and associates) for dishonest acts related to raw material stocks causing damage to GGC, and notifies AMLO

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8897

SEC suspends securities firm executive for failing to supervise compliance

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

Freezing order against assets of former NIPPON executive extended

Bangkok, February 8, 2011 ? The Criminal Court has extended the freezing order against assets of Wichai Chaisathaporn for another 90 days from January 25, 2011. Earlier on May 27, 2010, the SEC filed a criminal complaint against Wichai with the Department of Special Investigation (DSI) for allegedly misappropriating 179.6 million baht worth of Nippon Pack (Thailand) Plc. (NIPPON) assets, falsifying documents and recording false accounting information. The SEC later issued a freezing order agains...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3509