condition under the agreements. THL, therefore, did not record the compensation for the difference of gold prices as expenses and liability in the financial statements.The SEC opines that the foreign bank?s

Supervisory Board. This liability arises from her failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in JCT’s delayed submission of the report

THL’s failure to prepare and submit the Management’s Discussion and Analysis (MD&A) for the year 2021 within the period specified by the Capital Market Supervisory Board. This liability arises from

liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Form 56-1 One Report for the

. Notification of Capital Market Supervisory Board   85/2552    03/08/2009 01/09/2009     2. Notification of the Office of the Securities and Exchange Commission   31/2543 (Synopsis)   28/07/2000 10/08/2000     3

/2543 (Synopsis)   25/08/2000 05/09/2000 2. Notification of the Securities and Exchange Commission   19/2545    07/03/2002 3. Notification of the Securities and Exchange Commission (Synopsis)   18/05/1992

e-service Online Submission IP/FG >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2544 (Synopsis)   02/02/2001 2

. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2

(Synopsis)   05/11/1997 2. Notification of the Office of the Securities and Exchange Commission  SorThor 42/2540 Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to