Establishment and Management of Funds dated 10 June 2004; (5) Clause 4(3) of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re: Rules, Conditions and Procedures for Margin Lending
) securities underwriting; (4) investment advisory service; (5) mutual fund management; (6) private fund management; (7) securities borrowing and lending; (8) venture capital management. ““Type B securities
Securities Borrowing and Lending Limited BDU Investment Advisory Derivatives Advisors Approval and Standards Practice Code of Conduct Fees Related Circular Letter Appoint/Approval/Code of conducts and Standard
company which undertakes short sales for itself, a foreign financial institution which undertakes short sales for itself or for customers domiciled in a foreign country and other persons prescribed by the
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
ตอบแทนแก่ผู้ฝากและการให้กู้ยืม (deposit taking & lending)