In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment advisers and analysts. The framework will allow licensed professionals to provide advisory services within participating ASEAN jurisdictions and enable ASEAN investors greater access to professional services. Malaysia, Philippines, Singapore and Thailand will be the first group of countries to par...
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors’ assets and strict supervision on asset separation. The private fund operators can self-custody for it...
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th December 2020. In the following year, the SEC revised the disclosure rules by requiring listed companies to disclose information on their environmental, social and governance actions, including climate-related risk information, to investors and stakeholders via the 56-1 One Report. The SEC has published the...
Waratchya Srimachand, SEC Deputy Secretary-General, stated “The SEC aims to support investors in achieving financial well-being, enhancing their knowledge and understanding, and providing easy access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund planning and investment. In this regard, the SEC welcomes investors and related parties to utilize i...
Bangkok, 17 March 2017 ? The SEC has launched the Corporate Governance Code 2017 (CG Code) as a guideline for boards of directors of listed companies in performing their duties and leadership role to create business growth and sustainable value.While the corporate governance practices adopted by Thai listed companies have undergone continuous developments with the focus on building investor confidence, as an essencial factor in business operation, listed companies are forced to face more challen...
Bangkok, March 16, 2015 ? The SEC provided a guidance to build up a lifetime of financial security among the Thais through the project called ?Being Money-Wise for the Bright Future?. The Project will target the first jobbers to learn of personal finance for their lifetime of financial stability. In preparation for the approaching ageing society, the website www.jadkarnngernpen.com, was introduced as an online money management consultant created by professional webmasters from Dek-Dee.com.Vorapo...
Bangkok, March 16, 2015 ? The SEC provided a guidance to build up a lifetime of financial security among the Thais through the project called ?Being Money-Wise for the Bright Future?. The Project will target the first jobbers to learn of personal finance for their lifetime of financial stability. In preparation for the approaching ageing society, the website www.moneywellplan.com, was introduced as an online money management consultant created by professional webmasters from Dek-Dee.com.Vorapol...
Facebook page "OKJ launches trading" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2024)