includes provisions on shareholding of acting-in- concert parties and measures against persons failing to meet the conditions for tender offer waiver. Other related rules proposed for revision involve
. This is to allow capable investors access to more diverse investment channels, and to strengthen competitiveness of asset management companies. The draft revisions involve: (1) determination of
auditor. Opinions concerning transactions that may involve conflicts of interest. The number of Audit Committee meetings and attendance record for each of the Audit Committee members. Opinions or
The amended regulations on the reporting of changes involve securities, namely shares, convertible securities and derivatives held by directors, executives and auditors of listed companies.** By
. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the SEC, said: “Most damages from reported investment scam cases received by the SEC involve scams via social media platforms – ranging from
sports and termination of the investment in Social Bureau business (Additional information) 05/04/2022 21:01 Notify the progress of the investment in the game https://market.sec.or.th/public/idisc/en
not involve a change of beneficial ownership of such securities; 2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last
involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products