Analyzing Investment and Giving Investment Advice dated January 18, 2012. Consequently, the SEC suspended {A} as an approved securities investment consultant for one month.

and effective system for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC

for analyzing, reviewing and monitoring the quality of securities, resulted from the instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.283 paragraph 1

Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. Reported by

accused persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor, and the adjudication and discretion of the court of justice

The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25

ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an

According to given tips and the SEC’s further investigation, it was found that MRC - BIZ led by Tanit had offered for sale and given trading service of digital tokens through public solicitation

companies and misleading the general public about the trading price and/or volume of MORE shares.With further investigation and coordination with the inquiry officials of the Royal Thai Police’s Central

Bangkok, December 30, 2010 - The SEC filed an additional criminal complaint with the Department of Special Investigation (DSI) against Ratchasak Susewi, former Chairman and Chief Executive Officer of