prepare and submit the audited financial statements for the year 2020 and the management discussion and analysis for the year 2020 through the transmission system of the Stock Exchange of Thailand as

fiscal year of 2024 together with an interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand within the period specified in the notification This case

liable for APEX’s failure to prepare and submit the financial report for the first half of the fiscal year of 2024 together with an interim management discussion and analysis to the Stock Exchange of

Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech

report for the first half of the fiscal year 2019 and (Interim Management Discussion and Analysis to the SEC within the specified period. The public prosecutor issued a prosecution order against the

Rich Asia Corporation Public Company Limited Rich Asia Corporation Public Company Limited (RICH) failed to prepare and submit (1) a financial statement for the year 2018 (2) an interim management

report for the first half of the fiscal year 2020 and (Interim Management Discussion and Analysis to the SEC within the specified period The public prosecutor issued a prosecution order against the accused

Renaissance Fund Management LTD Renaissance Fund Management LTD failed to prepare the balance sheet and the profit and loss account for the first six months of the financial year 2019 by posted in a

management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a