conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
personnel in the capital market businesses (natural persons)/verify the qualifications and prohibited characteristics/data from report forms. • Executives, directors/managers of securities companies, for
information. You may withdraw your consent at any time by taking the following steps: Press the unsubscribe button in the email of the SEC Office; Check the email address; Press the Confirm button to withdraw
ใหม่อีกครั้งในช่อง "Confirm Password" เลือก > "ตกลง" ระบบจะขึ้นข้อความยืนยันการเปลี่ยน Password ให้เลือก "OK" การส่งแบบคำเสนอซื้อ (Tender Offer) ผ่านอินเทอร์เน็ต Page 11
appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital
information. You may withdraw your consent at any time by taking the following steps: Press the unsubscribe button from the emails of the SEC Office; Check the email address; Press the Confirm button to
examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally; - Consider the