dishonest act and caused damage to GGC at the total value of 2,157 million Baht. This case is in the process of inquiry by the inquiry official. SEC Act S.307 311 312 315 in conjunction with 86 of Penal

deemed a dishonest act and caused damage to GGC at the total value of 2,157 million Baht. This case is in the process of inquiry by the inquiry official. SEC Act S.307 311 312 315 in conjunction with 86

securities or the decision making on securities investment. This case is in the process of inquiry by the inquiry official. SEC Act S.240 (the fifth amendment) Criminal Complaint Filed with an Inquiry

to the Settlement Committee. SEC Act S.300 in conjunction with 56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 08/12/2022

An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an

Mr. James  Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint

Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of

Mr. Ravi Pattiyawongse Between 2000 and 2001, Mr. Ravi Pattiyawongse with other alleged persons operated securities brokerage businesses, soliciting foreign clients to invest in securities, in

invest in securities, in Thailand under the name of " Gulf Pacific Asset Management Ltd." without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution order

Mr. Robert Edward Jowett Between July 2004 and 17 December 2004, Mr. Robert Edward Jowett with other alleged persons operated securities brokerage business, soliciting foreign clients to invest in