for the Office or investors to examine or for submission to the Office upon request. Clause 4. The mutual fund management company shall arrange to have a statement in the summary prospectus under

become customer advisors; in-depth data analysis was also conducted to examine the business and personal needs of our customers at given times. Based on existing customer data, we have expanded the

6.0mn users, an increase of 9.5% in 1Q 2019/20 KEY BUSINESS AND STRATEGIC UPDATES VGI’S REBRANDING – COMBINING ALL BUSINESSES AS A SINGLE BRAND IDENTITY  1) ADVERTISING – ECOSYSTEM SYNERGY AND UNLOCKING

of the true identity of the clients and their beneficiaries involved in NVDR transactions who are of Thai nationality.        The consultation paper is available at https://www.sec.or.th/TH/Pages

company is aware of the true identity of the clients and their beneficiaries involved in NVDR transactions who are of Thai nationality.        The consultation paper is available at https://www.sec.or.th/TH

.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

(identity proofing) ไปจนถึงการทำ KYC ในขั้นตอนอื่น ๆ ของผู้ประกอบธุรกิจง่ายขึ้น ซึ่งการใช้บริการระบบดังกล่าว ผู้ประกอบธุรกิจ ต้องมีการกำหนดระดับความน่าเชื่อถือในการพิสูจน์และยืนยันตัวตน ผู้ประกอบธุรกิจจึงมี

related to back office function. Such keeping shall be readily available at any time for derivatives broker to examine or inspect promptly, and also for the Office and auditor of derivatives broker to

evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of