- Surname Approval Identification Number Type of License Effective Date Company Data pager Data pager 1 Page size: PageSizeComboBox select 20 All 0 items in 1 pages No records to display. SEC HELP Center
company Please enter search criteria. Company --Please select company-- BANGKOK BANK PUBLIC COMPANY LIMITED BANGKOK LIFE ASSURANCE PUBLIC COMPANY LIMITED KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED
the company to select a person with knowledge and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the
work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable the company to select a person with knowledge (Unofficial
in an adequate number for all types of work related to fund management; (2) have selection and checking system before assigning a role to its personnel. Such system shall enable the company to select a
) development of the Financial Competency Framework for Educational Purpose to be adopted as a guideline for appropriate teaching and learning management at each education level, (2) identification of a set of
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without