ปฏิบัติไม่เป็นไปตามหลักเกณฑ์ เงื่อนไข และวิธีการที่ประกาศกำหนด กล่าวคือ แต่งตั้งผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแล ("Head of Compliance") รายใหม่ ล่าช้ากว่าระยะเวลาที่ประกาศกำหนด ทั้งนี้
until the payment is fully completed, and Ekkamon to pay 333,333.33 baht. Both monetary penalties shall be submitted as state revenue. On 26 May 2020, the Court of Appeal confirmed the judgment of the
notified the Stock Exchange of Thailand (SET) that it had submitted an application for business rehabilitation to the Central Bankruptcy Court, declaring a confirmed amount of liabilities at 5.71 billion
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
Limited to Precious Metals Derivatives Securities Businesses Company Name Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company
สาํคญั บรษิทัหลกัทรพัยจ์ดัการกองทุนรวม บวัหลวง จาํกดั ช่ือ ตาํแหน่ง ลายมือช่ือ นางสาววภิารตัน์ เสรจ็กจิ Deputy Managing Director, Head of Product Management
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the SEC Complaint Center, participated in a panel discussion on
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General and Head of the Complaint Center, accepted the Outstanding Cooperation Award
Department2. Mr. Arthit Thongcharoen, Head of Thailand Business, Schroders Investment Management (Singapore) Limited3. Ms. Waratchya Srimachand, SEC Deputy Secretary-General4. Mr. Kasin Sutuntivorakoon, Wealth