clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing

/05/2563 วันที่ตอบ : 07/05/2563 คำถาม :  ผู้รับผิดชอบสูงสุดในหน่วยงานกำกับดูแลการปฏิบัติงาน (Head of compliance) ถือเป็น

procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด เมื่อวันที่ 2 มิถุนายน 2565 บริษัทหลักทรัพย์จัดการกองทุน เรนเนสซานซ์ จำกัด แจ้งผ่านระบบ ของสำนักงานว่า พนักงานรายหนึ่งของบริษัทเริ่มปฏิบัติหน้าที่ Head

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

. Sritham Ratchakaew, Nakhon Si Thammarat Deputy Governor. During the discussion, Ms. Archinee highlighted the SEC’s efforts in handling reports of investment scams from the public and capital market

Sector Cybersecurity Talent 2024, featuring the “Cybersecurity Synergy : Web Application Security and Digital Forensics for Effective Incident Handling” training during 30 – 31 May 2024.   During this

. Chusak Rachburee, Roi Et Deputy Governor. During the discussion, Ms. Archinee highlighted the SEC’s efforts in handling reports of investment scams from the public and capital market stakeholders, as

of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

protecting investors’ rights. For example, having personnel readiness and work systems related to duty performance and establishing preventive measures and effective handling of conflicts of interest