offering (PO) and private placement (PP); removing a minimum 10 million baht of face value in all cases and a minimum redemption value of 80% of principal in case of PP. The revised regulations to become
Budget Act and drought. Furthermore, domestic spending may be limited due to weakening purchasing power and hefty household debt. Apart from economic woes, businesses face numerous other challenges that
our operations comply with health and safety protocols. As for the measures taken to prevent the spread of COVID-19, the Company strictly adheres to and complies with the guideline specified by the
MANAGEMENT Co., Ltd. to waive a switching fee for mutual fund investment in order to encourage customers to switch their investment to new funds that focus on risk diversification and are resilient in the face
Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.
In face of the changing environment, such as technological development, volatility of the global financial and capital markets, impacts of the COVID-19 pandemic, and investors’ changing behaviors
, and is to take effect on February 20, 2019. Even though this law has neither direct involvement with nor direct impact upon KBank’s business operations, it may be of benefit to the nation’s financial
Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order