, intermediaries have adapted in response to such changes. For example, restructuring affiliated companies and optimizing the use of human resources to serve business expansion, including diversification of products
trading accounts regularly, as prepared by the responsible securities companies, and not to fall for promises of guaranteed returns because investment in the capital market could either yield profits or
selected financial data shall include specific line items expressed in the same manner as the corresponding line items in the issuer’s financial statements. For example, the information could include such
that NC bond offerings comply with the revised definition of Qualified Subordinated Debt in addition to plain vanilla bonds. For example, obtain a credit rating, disclose additional information other
: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
of the debentures being offered are guaranteed, provide a statement of the portion not guaranteed. B. Covenants Relating to the Issuance of the Debt Securities 1. Provide information of the covenants
University, and a Master of Business Administration, Western Illinois University, USA. Currently, she holds several key positions, for example, Board Member and Chairman of the Accounting Systematisation
collaborative efforts to promote and propel sustainable finance initiatives in the Thai capital market. For example, promoting state agencies, local organizations and small enterprises in raising fund through
the efficiency in operating system examination and in line with the international standards. Additionally, the revised regulations allow more flexibility for suitability test; for example, if tested by
liquid asset requirement and investment ratio calculation in underlying assets, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties