judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent

funds have only a small proportion of investment in EA securities comparing to the AUM of the whole industry. But in any case, asset management companies must exercise discretion when selecting companies

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

of an action by the public prosecutor, as well as the discretion of the court of justice, respectively. ________________________ ** To be effective from 13 April 2019

Department of Special Investigation, the prosecution by the public prosecutor, as well as the discretion of the court of justice, respectively. -----------------------------------The information contained in

pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client

ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria

to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding https://www.sec.or.th/EN/Pages/News_Detail.aspx

in digital assets On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making