The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the proposal. The SEC has therefore issued the relevant regulations, with the essential points as follow...
AOP President Dr. Thachapol Kanchanakul said “The PVD Contest has been held for the 8th year now, graced with the presences of honorable professors from Chulalongkorn University and Thammasat
SEC and the AOP are accepting application for the 7th PVD Contest 2018 with the royal plaque award from Her Royal Highness Princess Maha Chakri Sirindhorn. The objective of the contest is to
The SEC organized a video clip public contest themed, “Spot the Scammers, Be Cautious Before Investing”,” during 1 – 29 February 2024. The entries were video productions in relation to fraudulent
https://dividend.sec.or.th/stat-report/OFFER_DEBT_SHORT_EN.xlsx QAQR-04.xlsx /Guidance Notes Description 1 How is the firm dealing with the following (external issues): • challenge of real time systems
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and
UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange
Form 61-2F Certification and consensus of audit firm Date ........ Month .......................... Year ............... Dear Secretary General of the Securities and Exchange Commission of Thailand
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Updated 2015) PAGE 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the