and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
Code of Ethics. Additionally, the e-training aimed to raise awareness in alignment with ethical standards to foster stakeholders’ trust and confidence. It was part of the measures for strengthening
’ Perspective” at the Thai Chartered Management Accountant (TCMA) Certificate Presentation Ceremony to raise awareness of accountants’ crucial role in analyzing data and assisting managers with correctness
professors and students at Chiang Mai University. The lecture, titled “Money Management & Investment: Investment Awareness for the New Generations,” was delivered by Ms. Natchapat Rattanathammawong, Assistant
, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
public awareness on life plan. The program aims to help support sustainable development in Thailand. SEC Secretary-General Vorapol Socatiyanurak said the SEC launched ?Money Mun-D? to build positive
Capital Market Education Department of the SEC, served as a panellist in the session titled “Keeping Up with Online Threats: Stay Safe Every Day,” aimed at strengthening scam‑prevention awareness and