personnel for a period of five years, starting from 4 August 2020.In case of deciding to buy an investment product at a place which is not the service provider’s office, investors are advised to avoid
conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks
financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by
cancellation of a major construction project. Based on such inside information, he was able to avoid loss by selling 8,651,400 of TIES shares off the trading account of Ornsiree, his daughter during 19 May 2014
investment. The SEC therefore urges those interesting in derivatives investments to deal only with licensed business operators to avoid scams and rip-offs. List of licensees is available at the SEC website
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information
on 9 September 2020 and later on 10 September 2020 Mr. Sittilarp sold his TASCO shares through Miss Panida Kerdtoob’s securities trading account to avoid loss before TASCO disclosed such information to
to avoid impact incurred from a decline in the price of DCON's share before DCON disclosed such information to the Stock Exchange of Thailand (SET) on 23 February 2017 at 9.13 p.m. and 9.20 p.m
from attending the director meeting. Subsequently, Mr. Chana sold his DCON shares through Miss Arisara Towan's and Miss Asama Towan's securities trading accounts to avoid impact incurred from a
commencement of the prosecutor’s case filing to the Court of Appeal’s final decision, was relatively fast, taking only two years and three months to complete. Should the defendants fail to comply with the