units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause 2. In
investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause
ความเห็นชอบรอบปัจจุบัน 21/01/2564 - 20/01/2569) รายชื่อผู้ควบคุมการปฏิบัติงานที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. ณ วันที {{currentTime}} List of Supervisor approved by Office of the SEC As
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Miss Tongjai Jidjaroonsawat During October 2019, Miss Tongjai Jidjaroonsawat while being a Vice Accounting Supervisor of Hwa Fong Rubber (Thailand) Public Company Limited (HFT), knew or possessed the
Miss Asavinee Srisomburananont Miss Asavinee Srisomburananont, a supervisor appointed by The Siam Commercial Bank Public Company Limited to act as the preparer of the offer document of Jasmine
Bangkok, June 5, 2013 ? The SEC revised rules on outsourcing in securities and derivatives businesses to enhance flexibility and efficiency of business operators. The revised rules will become
for enhancing operational efficiency under the ?SEC Centerpoint? Knowledge Management Project. The project has allowed the SEC staff to learn, exchange, and apply the knowledge acquired from work
leveraging digital technology to enhance service delivery and continuously improve operational efficiency, with key achievements in 2024 including: - Providing comprehensive digital services