are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to

, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

under Thai law and the dispute has been arbitrated in the United Kingdom, THL is required to record in the financial statements for the year 2010 the liability under the agreements between THL and the

companies. If an investor did not place a trade, the investor should raise an objection to or dispute such transaction with the relevant asset management company. For any inquiries regarding mutual fund

: Legal dispute of the Tender Offeror from the corporate income tax assessment by the Revenue Department The Tender Offeror has a legal dispute derived from the corporate income tax assessment by the

by the intermediary . Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets , the SEC Office shall settle such assets with the official

by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official

by the intermediary. Clause 10 In case of doubt whether or not the assets segregated and managed by the SEC Office are clients’ assets, the SEC Office shall settle such assets with the official

to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account was found to be

transactions with such clients without calling the original number or pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the