notified PICNI to rectify the financial statements and satisfy the auditors with supporting information and documents. The rectified and audited financial statements must be submitted to the SEC and
Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to
Statements [ ] Any documents relevant to the registration statement that contains the update statement (the latest version) (please specify) ______________________________________________ [ ] 2. Certification
units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to the registration statement that contains the update statement (the
as from the date of submission of complete and accurate application, other documents and evidence. In considering the application, the Office may summon the applicant to give statements or submit
applicant to give statements or submit additional documents and evidence within the period specified by the Office. The Office shall deem that the applicant no longer wishes to seek an approval to become a
statements in documents, or aiding or abetting the commission of offences regarding accounts or documents pursuant to Section 312 of the Securities and Exchange Act B.E. 2535 (1992) or Section 148 of the
Funds and Trusts ________________ Chapter 1 Rules on Preparation of Financial Statements and Supplementary Documents ________________ Clause 11 The quarterly and annual financial statements of mutual
) an offence regarding documents or accounts such as falsifying documents, using or referring to falsified documents, informing the competent officer to record false statements in documents, or aiding or