demonstrate that the applicant would have readiness of personnel responsible for business of trustee. Clause 4 An applicant shall submit an application together with the relevant evidentiary documentation to

results Sort by: Relevance Date (Newest) Date (Oldest) .. by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the

: Relevance Date (Newest) Date (Oldest) .. by submitting the Financial Advisor Application Form FA-1 together with the evidentiary documentation as specified thereunder in accordance with the guideline in the

Mr. Jakchai Sakunekphaisan During 10 – 11 April 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of Patkol Public Company Limited (“PK”) stocks. His activities included

Mr. Jakchai Sakunekphaisan During 24 – 25 April 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of T.Krungthai Industries Public Company Limited (TKT) stocks. His

Mr. Jakchai Sakunekphaisan During 10 – 13 May 2024, Mr. Jakchai Sakunekphaisan manipulated the price and/or trading volumes of Prosper Engineering Public Company Limited (PROS) stocks. His activities

documents in full according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or

the Notification No. Tor Thor. 60/2561, the intermediary shall submit an application for approval to the SEC Office together with the evidentiary documentation specified in the Licensing Manual for the

documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the

into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close