intends to participate in a regulatory sandbox, the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the
evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial services that facilitate problem solving or develop services in the Thai capital market or
financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instruments or evidentiary documentation showing the right in the assets of collective investment schemes. “CIS
the request together with accurate and complete evidentiary documentation to the SEC Office before the submission period ends. If the SEC Office views that the request for the waiver is reasonable and
arthipha@sec.or.th. The public hearing ends on 27 May 2024. _______________________Remarks: * The SEC has conducted a public hearing on draft regulations and relevant documentation regarding capital
news updates and prepare documentation regarding their bondholding in case it becomes necessary to confirm their bondholder status. Additionally, the bondholders should study their rights under the
check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The