SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
ชี้ชวนส่วนสรุป_TISCOU13_change fee_300312 1 ก ก ! " 13 ก ก ก ก 13 (TISCO Roll Up Bond Fund #13) ก-./01.กก234ก4ก-0 ก567.8 ก 9.0ก: ก 1,000,000,000 = (>1=?-) 4@ก A40-4B/ก = C3กA- D 1 32 A40-4 ก 3:- 1:ก. 99.0 ก 42 15 A3:- 1:ก. (150,000,000 =) 10 = ( ==?-) ! " !# !$% !"!&' !"กก 30 . ?4 2554 ! ( % !&'ก 12 H 19 ก44 2554 ก &% ( ) ก(%!# !ก*+ $" ? .2.:= 0-1กJ=/3กก242/2.ก=J=/1Kก-0 Lก ก & $ !-.( $" ? ก32@/0/2/N Lก@ 2 O/2/N0 2 O /2/Nก N/0N1P 3 ก47N47 N1NกกJ4- DN140@40>1N440...
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
of the Information Technology of a Securities Company. 2. Segregation of Duties. 3. Physical Security. 4. Information and Network Security. 5. Change Management. 6. Backup and IT Contingency Plan. 7
related to requested procedure, development or alter procedure, examining procedure and transfer operational system procedure. [A] o Providing a procedure or compliance guideline for emergency change and
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
they hold shares in LRT before the amalgamation. Such amalgamation will not cause any change in control nor change in shareholding proportion in LRT. In addition, as a result of the amalgamation, the New