companies on mai and SET. This includes the once-a-day trading session and eligible investors for trading via LiVe Exchange platform must have experience, knowledge and understanding of the invested products
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
during day trading hour caused longer period for processing of TFEX?s trading and clearing system. Thus, TFEX had to extend its night trading hour for 40 minutes. To resolve such problems, TFEX requested
trading while the client did not reject the transactions. Besides, intra-day trading orders of a listed company's shares were found where the buying prices were higher than the selling ones, causing the
the client securities trading account as collateral. In this case, {A} had continuously done day trading of client securities for 25 working days worth approximately 109 million baht, resulting in her
, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different
investors better. Key changes in the amendment include:- Expanding the payment amount of redeemed investment units on the unit trading day- Allowing asset management companies to fix the fund’s constant net
the client. Over a year and a half, a number of orders were day trading and submitted almost every day in the speculative trading pattern by {A} who had determined the securities, amount and price. The
Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
Short-Form report of the shares offering results must be submitted at least two (2) business days prior to the first trading day of the shares or within 30 days after the closing date of the offering