Bangkok, March 21, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against EMM Consulting Co., Ltd., Alan Sydney Roy Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of EMM Consulting to use their services and investment advice to tranform his pension fund abroad int...
Bangkok, December 12, 2012 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted another to falsify documents and make false entries of revenues from sales in SINGHA?s 2007 financ...
Bangkok, December 22, 2014 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Yuttana Lipirodkul for operating unlicensed securities and derivatives businesses. Vasant Thienhom, SEC Deputy Secretary-General, said that ?Following suspicious report, the SEC probed into the case and found that Yuttana held himself out as money manager and managed money for others by seeking benefits from investment in derivatives. He advertised and so...
Bangkok, November 30, 2011 - Following the investigation on {X1} Co., Ltd. in response to the evidences indicated that the company had operated unlicensed derivatives business, the SEC found that during July 2009 until now, {X1} Co., Ltd. has falsely represented to the general public by advertising the company on the webboard relating to investment and on the website as gold futures trading agent for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The comp...
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
ฟังการบรรยาย เรื่อง การบริหารจัดการข้อมูลขนาดใหญ่ของ ก.ล.ต. เพื่อประโยชน์ในการพัฒนาข้อมูลตามหลักธรรมาภิบาลข้อมูล การบูรณาการข้อมูล และส่งเสริมการใช้งานข้อมูล Big Data สำหรับสนับสนุนภารกิจของ บวท
the topic, “Open Data Showcase” together with representatives from the DIGI Data Camp project at the International Open Data Day 2024. This event was organized by the Data Innovation and Governance
ฟังการบรรยายเรื่อง “การกำกับดูแลข้อมูล (Data Governance)” เพื่อศึกษาดูงานการกำกับดูแลข้อมูล โดยเฉพาะการนำเทคโนโลยีมาใช้ทั้งการกำกับดูแลและการบริหารจัดการข้อมูลและข้อมูลขนาดใหญ่ขององค์กร (Big data
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the