.(Wor) 25/2552 dated August 10, 2009. The customer trading order report qualified to be used in substitution for order ticket must be in form of computer printout and signed by the customer on a daily
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of
Facebook page Daily stocks รู้ทันหุ้นรายวัน impersonates Aurora Design Plc. : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)
Facebook page "Amazon Coffee Daily Stock" impersonates "PTT Oil and Retail Business Plc." : Unlicensed securities and derivatives business (Disclosure Date : 31/03/2025)