ดำเนินการหยุดการขาดทุน (cut loss) เมื่อบัญชีสัญญาซื้อขายล่วงหน้าดังกล่าวมีผลขาดทุน 1 ล้านบาทตามคำสั่งของลูกค้า ทำให้ลูกค้าถูกปิดสถานะบัญชีและได้รับความเสียหาย ประกอบกับให้คำแนะนำแก่ลูกค้าโดยให้ความหวังว่า

three application forms into one, and reducing the required supporting documentation from 19 to 7 documents.  The proposed actions above are expected to help cut down paper consumption by 15,000 sheets

the client’s instruction to cut loss when the client’s derivatives trading account hit a one-million baht loss. As a result of his negligence, the client’s account was closed and the client suffered

products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an

send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC

through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading

before the bondholders’ meeting date;             (2) Granting a waiver for the company and the registrar to send the bondholders' meeting invitation using the list of bondholders eligible to attend and

send comments to e-mail: corporat@sec.or.th until 15 June 2020.    

://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=617. Stakeholders and interested parties are welcome to send comments or suggestions to www.sec.or.th or e-mail: tanach@sec.or.th or ratchrin@sec.or.th. The public

spread of the novel Coronavirus disease (COVID-19), shareholders should consider proxy voting through the independent directors instead of attending the meeting in person and send questions to the