ปฏิบติัไดต้รงกนั ส านกังานจึงขอซกัซอ้มความเขา้ใจในเร่ืองต่าง ๆ ดงัน้ี (1) การก าหนดเวลาในการรับค าส่ังซ้ือขายหน่วยลงทุน (“cut off time”) บริษทัหลกัทรัพยจ์ดัการกองทุน (“บลจ.”) และบริษทันายหนา้ซ้ือขาย
เรื่องต่าง ๆ ดังนี้ (1) การกำหนดเวลาในการรับคำสั่งซื้อขายหน่วยลงทุน (“cut off time”) บริษัทหลักทรัพย์จัดการกองทุน (“บลจ.”) และบริษัทนายหน้าซื้อขายหน่วย
of December 2020. In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to
bonds. This will remove procedures and cut unnecessary costs. Offerings to institutional investors, venture capital firms, private equity firms, as well as their directors and employees, will be able to
competitiveness of Thai capital market and will continue to implement projects agreed in the first quarter, aiming at achieving best results in a timely manner. We support listed companies, reduce redundancy as
At the cabinet meeting on 10 March 2020, the cabinet approved several measures in the first-phase relief package to reduce both direct and indirect impact of the COVID-19 epidemic on the economy
global effort to reduce carbon emissions leading to global warming. SEC has therefore upgraded the Online Fund Approval and Management System (“OFAM”) to accommodate paperless filings.Businesses can
The SEC is holding a public hearing on the amendments of the Regulations RE: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds to reduce obstacles for power
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
order to reduce commercial banks’burdens when assisting customers during the Covid-19 pandemic. The adoption of TFRS 9 since January 2020 requires financial institutions to set aside provisions or