Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
. RAKSA SARANAKOMKUL Reporter Common Share 25/05/2021 65,900 5.15 Sale Link DEMCO PUBLIC COMPANY LIMITED (DEMCO) Mr. RAKSA SARANAKOMKUL Spouse / Cohabiting Couple (Mrs. PANRADA SARANAKOMKUL) Common Share 31
Spouse / Cohabiting Couple (Mr. PEERAPONG JAROON-EK) Common Share 19/05/2022 3,750,000 9.69 Purchase Link ORIGIN PROPERTY PUBLIC COMPANY LIMITED (ORI) Mrs. ARADA JAROON-EK Spouse / Cohabiting Couple (Mr
to clients’ predetermined instructions as advised by securities brokers. ** The securities analysis and investment advisory to design a portfolio advisory that shows
COMPANY LIMITED (PSG) Mr. CHAIYOD CHIRABOWORNKUL Reporter Common Share 27/10/2021 250,000,000 0.02 Purchase Link PSG CORPORATION PUBLIC COMPANY LIMITED (PSG) Mr. David Dau Spouse / Cohabiting Couple (Mrs
etc. 3. Table summarizing financial status and performance of IPO shares, before and after getting listed on the Exchange. Further information as well as instructions for accessing the “IPO Fact Figure
to other out-of-control wallets without client’ instructions. That actions incurred losses to others and public in violation of Section 85 of Digital Asset Businesses Law. It also violated Section 87
gratuity to the informer or the arrestor regarding the offences of insider trading or market manipulation to enhance enforcement efficiency. The proposed regulations provide instructions for giving
consideration on persons entitled to apply for bounty, procedures and instructions for filing an application and bounty payment as well as handling of unclaimed bounty, for example. Nevertheless, commission or