Year : 2011
Year : 2013
Business undertaking by adding License Type E for securities business intermediary for equity instruments and Private Fund License. This will facilitate license application in line with business operators
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial instrument that will be effective from 1 January 2020. The report form will be revised to be in line with the financial statement form which has recently been revised. In addition, SEC considers it reasonable to increase the flexibility in submitting the report to be in line with the operation procedu...
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on 12 offenders* for manipulating the share price of Scan Inter Public Company Limited (SCN), requiring them to pay the total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by the SEC). These individuals were also prohibited from trading securities and derivatives for 14...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/01/2011
Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/04/2013
Reporting Person : - | Type of securities : - | Date of reporting obligation : 06/03/2019
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/12/2007
Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/09/2006