other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
Securities (Thailand) Public Co.,Ltd., the SEC probe into the case and found that {A} made trading confirmation and informed the clients of receipt and payment. In addition, trading reports for a number of
ทรัพย์และบัญชีเงินลงทุนของลูกค้า (Customer Confirmation and Portfolio) ที่มีรายการไม่ครบถ้วนตามหลักเกณฑ์การจัดทำรายงานการส่งคำสั่งซื้อขายของลูกค้าเพื่อใช้แทนใบคำสั่งซื้อขาย (order ticket) จึงเป็นการไม่
กองทุนรวมในประเทศไทยสามารถใช้หลักฐานการซื้อ/ขายหน่วยของกองทุนต่างประเทศ (Confirmation for Subscription/Redemption) ที่บริษัทจัดการกองทุนต่างประเทศส่งกลับมาที่ธนาคารฯ เป็นหลักฐานการ
that affected to the decrement of shareholders’equity. Please be informed for acknowledgment. Yours sincerely (Miss.Nongnuch Kumchaithep) Director
attachment. Your acknowledgment of these matters would be appreciated. Sincerely, -Ampawee Chompoopongkasem- (Ms. Ampawee Chompoopongkasem) Company Secretary Attachment Information about the Connected
agreement will be effective for three years from 1 January 2020 to 31 December 2022. The details are shown in the Enclosure. Your acknowledgment of this matter would be appreciated. Sincerely, -Ampawee
customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and call for collateral
follows: (1) inform the customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and
area. The Company is expect to get higher income from this business as well. Thus, you have been informed for your acknowledgment. Sincerely Yours, -Singed - (Mr. Suphot Wanna) Chief Executive Officer